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【法规名称】 
【法规编号】 82387  什么是编号?
【正  文】

CAP 571AH SECURITIES AND FUTURES (OFFENCES AND PENALTIES) REGULATION


  (Cap 571, section 398(6))
  
  [1 April 2003] L.N. 12 of 2003
  
  (L.N. 230 of 2002)
  
  Cap 571AH s 1 (Omitted as spent)
  
  (Omitted as spent)
  
  Cap 571AH s 2 Offences
  
  Any person who, without reasonable excuse, contravenes a provision specified in column 2 of the Schedule commits an offence and is liable on conviction to the penalty specified in column 3 of that Schedule opposite the reference to that provision.
  
  Cap 571AH SCHEDULE
  
  [section 2]
  
  Item
  
  Specified provision
  
  Specified penalty
  
  1.
  
  Section 3(1) of the Securities and Futures (Miscellaneous) Rules (Cap 571 sub. leg. U)
  
  A fine at level 5
  
  2.
  
  Section 4(1) of the Securities and Futures (Miscellaneous) Rules (Cap 571 sub. leg. U)
  
  A fine at level 6
  
  3.
  
  Section 4(2) of the Securities and Futures (Miscellaneous) Rules (Cap 571 sub. leg. U)
  
  A fine at level 6
  
  4.
  
  Section 4(3) of the Securities and Futures (Miscellaneous) Rules (Cap 571 sub. leg. U)
  
  A fine at level 6
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