【法规名称】
【法规编号】 82391 什么是编号？
【正 文】
第7页 CAP 571AF SECURITIES AND FUTURES (FEES) RULES
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[接上页] $6000 (h) any of the requirements of the Securities and Futures (Client Money) Rules (Cap 571 sub. leg. I) $6000 (i) any of the requirements of the Securities and Futures (Keeping of Records) Rules (Cap 571 sub. leg. O) $6000 (j) any of the requirements of the Securities and Futures (Contract Notes, Statements of Account and Receipts) Rules (Cap 571 sub. leg. Q) $6000 17. Prescribed fee payable under section 136(5)(b) of the Ordinance for a copy of an entry in or extract of a register maintained under section 136 of the Ordinance $9 per page 18. Prescribed annual fee payable under section 138(1) of the Ordinance- (a) in the case of a corporation licensed under section 116 of the Ordinance (A) $4740 for each regulated activity other than Type 3 regulated activity; and (B) $129730 for Type 3 regulated activity (b) in the case of an individual licensed under section 120(1) of the Ordinance- (i) to the extent of any regulated activity for which the individual is not approved as a responsible officer under section 126(1) of the Ordinance (A) $1790 for each regulated activity other than Type 3 regulated activity; and (B) $2420 for Type 3 regulated activity (ii) to the extent of any regulated activity for which the individual is approved as a responsible officer under section 126(1) of the Ordinance (A) $4740 for each regulated activity other than Type 3 regulated activity; and (B) $5370 for Type 3 regulated activity (c) in the case of a registered institution $35000 for each regulated activity 19. Prescribed fee payable under section 58 of the Securities and Futures (Financial Resources) Rules (Cap 571 sub. leg. N) on an application for any approval $6000 20. Prescribed application fee payable under section 8(2)(b) of the Securities and Futures (Disclosure of Interests-Securities Borrowing and Lending) Rules (Cap 571 sub. leg. X) on an application for approval as an approved lending agent $24000 |
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