【法规名称】
【法规编号】 82397 什么是编号？
【正 文】
CAP 571AC SECURITIES AND FUTURES (INVESTOR COMPENSATION - COMPENSATION LIMITS) RULES
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(Cap 571, section 244(1)) [1 April 2003] L.N. 12 of 2003 (L.N. 224 of 2002) Cap 571AC s 1 (Omitted as spent) PART 1 PRELIMINARY (Omitted as spent) Cap 571AC s 2 Interpretation In these Rules, unless the context otherwise requires- "associated person" (相联者), "claimant" (申索人), "default" (违责), "related assets" (有连系资产) and "specified person" (指明人士) shall have the respective meanings assigned to them in section 2 of the Claims Rules; "Claims Rules" (《申索规则》) means the Securities and Futures (Investor Compensation-Claims) Rules (Cap 571 sub. leg. T). Cap 571AC s 3 Limits on compensation to be made to claimants PART 2 LIMITS ON AMOUNT OF COMPENSATION (1) Where a claimant claims compensation in respect of his loss sustained- (a) as a result of a default committed by- (i) a specified person; or (ii) any associated person of the specified person;(b) in relation to- (i) securities listed or traded, or to be listed or traded, on a recognized stock market; and (ii) related assets of such securities,the total amount of compensation payable under section 9 of the Claims Rules to the claimant must not exceed the sum of $150000. (2) Where a claimant claims compensation in respect of his loss sustained- (a) as a result of a default committed by- (i) a specified person; or (ii) any associated person of the specified person;(b) in relation to- (i) any futures contract traded on a recognized futures market; and (ii) related assets of such futures contract,the total amount of compensation payable under section 9 of the Claims Rules to the claimant must not exceed the sum of $150000. |
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