【法规名称】
【法规编号】 82413 什么是编号？
【正 文】
第2页 CAP 571U SECURITIES AND FUTURES (MISCELLANEOUS) RULES
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[接上页] (3) Where it appears to the Commission that an error exists in a licence or certificate of registration, it may by notice in writing require any person whom it reasonably believes to be in possession of the licence or certificate of registration (as the case may be) to return it to the Commission and the person shall return the licence or certificate of registration (as the case may be) to the Commission for amendment within 7 business days after the date of the notice. Cap 571U s 5 Persons prescribed as auditors for purposes of section 179 of Ordinance (1) For the purposes of the definition of "auditor" in section 1 of Part 1 of Schedule 1 to the Ordinance, the following persons are prescribed as within the meaning of that definition for the purposes of section 179 of the Ordinance- (a) a certified public accountant (practising) as defined in the Professional Accountants Ordinance (Cap 50) who provides, or provided, services to a relevant corporation; (23 of 2004 s. 56) (b) any practice unit within the meaning of the Professional Accountants Ordinance (Cap 50) that provides, or provided, services to a relevant corporation; (c) a person appointed (whether or not he remains so appointed) to be an auditor of a relevant corporation for the purposes of any enactment of a place outside Hong Kong which imposes on such person responsibilities comparable to those imposed on an auditor by the Companies Ordinance (Cap 32).(2) In subsection (1), "relevant corporation" (相关法团) means a corporation to which any direction has been or may be given under section 179(1)(i) or (ii) of the Ordinance. |
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