【法规名称】
【法规编号】 82415 什么是编号？
【正 文】
第3页 CAP 571T SECURITIES AND FUTURES (INVESTOR COMPENSATION-CLAIMS) RULES
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[接上页] (b) any compensation payable following a decision of the Tribunal or the Court of Appeal, under Part XI of the Ordinance; and (c) any costs awarded in favour of a claimant by the Tribunal, or the Court of Appeal, following a decision referred to in paragraph (b).(2) The total amount of compensation payable to a claimant under subsection (1)(a) and (b) shall not exceed the maximum amount of compensation prescribed by rules made under section 244(1) of the Ordinance. (3) In determining the total amount of compensation to be paid to a claimant under subsection (1)(a) and (b), and in applying the limits on the maximum amount of compensation prescribed by rules made under section 244(1) of the Ordinance, the Commission may aggregate separate claims for compensation by a claimant, or a number of claimants, or parts of those claims, if it is satisfied that the separate claims, or parts of those claims, represent the losses sustained by one person arising out of the same default. (4) The Commission may pay compensation by instalments if it determines that it is necessary or appropriate to do so. Cap 571T s 10 Financial arrangements PART 4 MISCELLANEOUS The Commission may arrange for such insurance, surety, guarantee or other financial arrangements as it considers appropriate to facilitate the administration of the compensation fund. Cap 571T s 11 Provision where the money available to the compensation fund is insufficient to meet claims (1) If, at any time, the Commission determines that the amount of money available to the compensation fund is insufficient to pay the total amount of compensation then payable to the claimants, or likely to become so payable- (a) under these Rules; and (b) in the circumstances referred to in section 9(1)(b),the amount available to the compensation fund is to be apportioned among the claimants in such manner as the Commission may determine. (2) In the event that any amounts referred to in section 9(1) remain unpaid because the Commission has determined that an apportionment shall be made under subsection (1), the amounts are to be paid when there is sufficient money available to the compensation fund. Cap 571T s 12 Discharge of claims Upon payment of the full amount determined to be payable to a claimant under these Rules, the rights of the claimant against the compensation fund in relation to the claim and the default are absolutely discharged. Cap 571T s 13 Appointed day The Commission may by notice published in the Gazette appoint a date as the appointed day for the purposes of these Rules. |
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