【法规名称】
【法规编号】 82441 什么是编号？
【正 文】
CAP 571G SECURITIES AND FUTURES (EXEMPTED INSTRUMENTS-INFORMATION) RULES
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(Cap 571, section 397(1)) [1 April 2003] L.N. 12 of 2003 (L.N. 191 of 2002) Cap 571G s 1 (Omitted as spent) (Omitted as spent) Cap 571G s 2 Interpretation In these Rules, unless the context otherwise requires, "advertisement" (广告), "document" (文件) and "invitation" (邀请) have the meanings respectively assigned to them by section 102 of the Ordinance. Cap 571G s 3 Information to be submitted in respect of advertisement, invitation or document For the purposes of section 110(1) of the Ordinance, the information that shall be submitted to the Commission is- (a) information that is- (i) related to the issue of a certificate of deposit or other instrument referred to in the advertisement, invitation or document in question; and (ii) specified in the Schedule; or(b) where the information specified in the Schedule is not applicable in relation to the issue, a statement to that effect. Cap 571G SCHEDULE [section 3] INFORMATION TO BE SUBMITTED IN RESPECT OF ADVERTISEMENT, INVITATION OR DOCUMENT Item Information to be submitted 1. Description of the instrument as issued (stating whether it is negotiable/fixed rate/floating rate certificate of deposit/bill of exchange/promissory note or another form of instrument) 2. Name of the issuer 3. Name of the guarantor 4. Total amount of the issue or maximum amount of the facility/programme 5. Currency (stating whether it is denominated in HK$/US$/Euro/￡/A$/NZ$ or another currency) 6. Minimum denomination 7. Solicitors to the issuer 8. Deposit date 9. Maturity date 10. Interest payments (specifying the intervals at which they are payable, e.g. quarterly/semiannually/annually or by reference to another period) 11. Tenors available under the facility/programme 12. Terms of the facility/programme 13. Purchase/issue price 14. Names of the parties involved (lead manager/underwriter/arranger/dealer/others) 15. Names of the facility agents, issue agents and paying agents 16. Place and manner of payment at maturity 17. Status of the obligations of the issuer and guarantor 18. Governing law |
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